Global X Japan listed 2 thematic ETFs on the TSE

Global X Japan Co. Ltd. (President: Akihiko Kanamura) announced that the following two ETFs were listed on the Tokyo Stock Exchange on December 8.

Global X Japan Fintech ETF (2836),

Global X Japan Mid and Small Cap Leaders ESG ETF (2837),

These were developed in light of the global trends of Cashless, DI promotion and globalization. ETFs whose investment theme for Fintech related is the first in Japan.1

The Global X Japan Fintech ETF aims to track Indxx Japan Fintech Index. The index is composed of stocks listed in Japan, classified into nine sub-theme of Fintech industry and then selected as “Pure Play stocks” (with more than 50% of their sales coming from sub-themes related industries) or “Quasi Play stocks”(with 20 to 50% of their sales coming from sub-themes related industries). The index is based on the selection of stocks fall into Pure Play or Quasi Play categories. The demand in this field is expected to grow with the cashless and DI promotion.

The Global X Japan Mid and Small Leaders ETF aims to track FactSet Japan Mid & Small Cap Leaders ESG Index. The index is composed of stocks listed in Japan, classified into about 780 sectors with using FactSet’s extensive and sophisticated database and which possess high global or domestic market shares. The ratio of each stock is determined based on ESG rating. With the acceleration of globalization, which unifies markets worldwide, and the drastic change in the domestic industries due to digitalization and other factors, Japanese small-medium sized companies with a strong presence are expected to grow further in the future

Akihiko Kanamura, President of Global X Japan Co. Ltd. said, " We believe that the Japanese ETF market will continue to grow in the future on the trend of long-term, diversification, and low-cost in the wealth management. AUM of thematic ETFs is expanding in the U.S. As a thematic and ESG related ETF pioneer in Japan, we aim to provide various investment means with investors in Japan.”

 Stock Name Global X Japan Fintech ETF  

 Global X Japan Mid & Small Cap Leaders ESG ETF

 Stock Code

 2836  2837

 Target Index

 IndxxJapanFintechIndex  FactSet Japan Mid & Small Cap Leaders ESG Index

 Distribution Frequency

 Semi-annually  Semi-annually

 Fund Overview

 ETFs are aimed at linking them to   Indxx Japan Fintech Index. This index   is composed of Japanese companies   related to the Fintech.  ETFs are aimed at linking them to FactSet Japan   Mid and Small Cap Leaders ESG Index. The index is   composed of small and mid-cap blue chip Japanese   stocks.

 Operational   management expenses   (Trust fees)

0.649% per annum (0.59% excluding tax) or less of total net assets
Breakdown: 0.6215% for settlor company (0.565% excluding tax), and 0.0275% for trustee company (0.025% excluding tax)

Within 55.0% (50.0% excluding tax) of premium of securities lending transactions

0.3025% per annum (0.275% excluding tax) or less of total net assets
Breakdown: 0.275% for settlor company (0.25% excluding tax), and 0.0275% for trustee company (0.025% excluding tax)

Within 55.0% (50.0% excluding tax) of premium of securities lending transactions

This material was prepared by Global X Japan Co. Ltd. to provide information about its funds’ performance and other operation-related facts. Potential investors should refer to and read the prospectus of such fund product for more detailed information prior to their investment decision. Since investment trusts will invest in stocks whose prices fluctuate, the NAV of this fund could possibly decline and cause a loss in investment. The investors’ principals thus are not guaranteed and the fund contains risk that the NAV may fall below its par value. All the gains and losses accrued to the trust assets will be attributable to the investors. Investment trusts are different from deposits and insurance policies. Investment trusts are not protected by the Deposit Insurance Corporation of Japan and insurance policyholders protection corporations. Investment trusts which are not purchased from securities companies are not protected by the Japan Investor Protection Fund. The information, statements, forecasts and projections contained herein, including any expression of opinion, are based upon sources believed to be reliable, but their accuracy, correctness or completeness are not guaranteed. The performance of investments, if referred to herein, is based on past data and is neither necessarily an indication nor a guarantee of future performance of investments. The performance data in this material does not consider any tax or fees if there were any, and will not provide a final return for potential investors. Global X Japan Co. Ltd. made all reasonable efforts to ensure that the information contained herein is current, but it is subject to change without notice. The dividend amount is to be determined, based on the dividend distribution policy of such fund product, by the investment manager, who will not promise or guarantee any fixed amount of dividend before investment. In some cases, the investment manager might decide to skip a dividend payment for the correspondent period due to performance reason. The companies introduced in this material are for reference purposes only and are not intended as recommendations for individual companies. It is not intended to suggest or guarantee inclusion in ETFs.