7448 results found
Advisers' ETF due diligence called into question
News,
… understand how exchange traded funds work and carry out the same due diligence on them as they do on mutual funds, the intermediary head of …
Tip of the iceberg: What does the FCA asset manager report mean for the industry?
News,
… The FCA plans to shake up the investment industry after its long-awaited interim report on fund charges found active …
The 100 most influential women in financial services
News,
… This is the tenth year that Financial News has published its honour roll of the most influential female executives working in financial …
SEC to ETFs: Who Are Your Market Makers?
News,
… opacity and volatility in exchange-traded funds are for the first time requiring them to disclose the Wall Street brokers they rely on to smooth trading in …
Article 50: What happens next?
News,
… The case was brought to court by a number of parties but the lead claimant is businesswoman Gina Miller. Basically, they were arguing that Article 50 should not be triggered …
What does the average investment adviser charge?
News,
… an average of between £150 and £195 an hour, according to the FCA. The regulator released a data bulletin today that focuses on …
Govt minister predicts City will lose passporting
News,
… Trade Minister Mark Garnier has confirmed that the UK will probably lose passporting in its Brexit negotiations, but has argued the Government could negotiate a “special hybrid” that is …
Sergio Ermotti Feels Asset Management Industry Pressure
News,
… UBS Chief Executive Sergio Ermotti is coy about whether the Swiss bank would bid for Deutsche Bank's asset … management division it it came up for partial sale. But the industry is changing. …
The Hidden Costs Of ETFs
News,
… As a long-term member of the investment community, I’ve always felt that the best insights any of us have are ideas that improve a …
Canada's First Regulatory Sandbox for Fintech? OSC Announces Plans for “OSC LaunchPad†Innovation Hub
News,
… OSC chair Maureen Jensen has announced that the OSC plans to launch an innovation hub for fintech entities. “OSC Launchpad” will be the first fintech hub for a Canadian securities regulator. …