7459 results found
Prepare for Strict Guidance on DOL Rule: Lawyer
News,
… The Department of Labor is working on guidance for its fiduciary rule, and asking the industry to submit questions — as well as potential answers — about the sweeping regulation. …
Regulator consults on IFAs' demise
News,
… The fact the regulator is preparing a paper on how to wind down a … services business does not mean you have to prepare for the worst …
Irish regulator launches fund fee probe
News,
… The largest ever investigation in Europe into the fees asset managers charge investors will begin next … year amid widespread accusations of overcharging within the fund management industry... …
Consultation to expand the scope of short position reporting and on the corresponding amendments to the Securities and Futures (Short Position Reporting) Rules
News,
… Consultation to expand the scope of short position reporting and on the corresponding amendments to the Securities and Futures (Short Position Reporting) …
NYSE seeks fast track for some ETFs — again
News,
… Assets in actively managed ETFs comprise about 1% of the $2 trillion in the funds in the US, according to London-based consulting firm ETFGI, but …
FCA prepares to kick off asset manager competition probe
News,
… The Financial Conduct Authority has set out the key areas it will focus on in its market study into competition in the asset management industry... …
European ETFs attract cash despite uncertainty
News,
… Deborah Fuhr, managing partner for ETGI, said the strong inflows to the end of September 2013 marked the 12th consecutive month of positive net ... …
SMSFs' appetite for ETFs continues
News,
… The Australian ETF market saw significant inflows during the month of August, according to BetaShares, with SMSFs partly contributing to the $300 million... …
Update on Proposed Listing Standards for Active ETFs
News,
… Listing in accordance with the proposed standards, if approved, could significantly reduce the time required to launch active ETFs.[3]. The Notice designated ... …
What's Next for ETF Provider WisdomTree
News,
… The exchange-traded funds industry has a lot of personality. No firm embodies the swagger and malleability of the industry as much as …