7462 results found

CFA report Future State of the Investment Profession Pursuing better outcomes—for the end investor, the industry, and society

News,

… CFA report Future State of the Investment Profession Pursuing better outcomes—for the end investor, the industry, and society. …

Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers

News,

The Department of Labor recently stated that the applicability date for what is commonly referred to as the "Fiduciary Rule" would be June 9, 2017. …

ESMA publishes official translations of Guidelines under CSDR

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The European Securities and Markets Authority (ESMA) has published today the official EU language versions of two sets of Guidelines under the Central Securities Depository Regulation (CSDR). …

ClearShares LLC Launches First OCIO ETF

News,

… An Innovative Investment Solution Integrating the Expertise of the Outsourced Chief Investment Officer (OCIO) With the Advantages of an Exchange Traded Fund. …

ETF Listing Standards and Market Structure: Eric Noll, former President & CEO, Convergex

Video,

… Eric Noll, former President & CEO of Convergex discusses the impact of current regulations on ETFs, the need for ETF trading rules, and the growth in fixed income. …

BMO Asset Management Inc. Announces Index Changes to Five BMO ETFs

News,

… BMO Asset Management Inc. today announced pending changes to the underlying indices and names of the following ETFs (collectively, the "Equal Weight BMO ETFs") …

Investment consulting giants submit to CMA competition probe

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The UK’s largest investment consultants have welcomed the opportunity to defend themselves to the country's competitions watchdog, after a combined bid to fend off a referral failed …

Direxion Changes Index for Small Cap ETF

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… Direxion is changing the benchmark index of the Direxion Daily Small Cap Bull 1.25X Shares. The modification will take effect on December 1, 2017. …

The Tierra XP Latin America Real Estate ETF will change name and index on December 26

News,

The ETF that currently tracks the Solactive Latin America Real Estate Index, will change … its name to Alternative Agroscience ETF, and  will track the Alternative Agroscience Index. …

Franklin Templeton will introduce its First Suite of Passive ETFs

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These ETFs will be listed on NYSE Arca on Monday, November 6, in one of the largest simultaneous listings on the NYSE in the last decade. …