1036 results found

Stacy Fuller and Dave Nadig discuss how FINRA rule 22-08 could limit retail investor access to many mutual funds, ETFs, and closed-end funds on ETF TV

Video,

… TV News #111 Stacy Fuller, Partner at K&L Gates and Dave Nadig, Financial Futurist at ETF Trends discuss how FINRA rule … may make investors pass tests, get pre-approved to buy many types of mutual funds, ETFs, and other investments FINRA … Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 ETF TV  your insight into the …

YieldMax™ Launches Short COIN Option Income Strategy ETF (FIAT)

News,

… CHICAGO, MILWAUKEE and NEW YORK, July 10, 2024 (GLOBE NEWSWIRE) -- … Short TSLA Option Income Strategy ETF TSLA 75.51% 4.29% GDXY YieldMax™ Gold Miners Option Income Strategy ETF … its investments in options contracts. Transactions in some types of derivatives, including options, are required to be …

YieldMax™ Launches Short NVDA Option Income Strategy ETF (DIPS)

News,

… CHICAGO and MILWAUKEE and NEW YORK, July 24, 2024 (GLOBE NEWSWIRE) -- … Short TSLA Option Income Strategy ETF TSLA 70.41% 4.29% GDXY YieldMax™ Gold Miners Option Income Strategy ETF … its investments in options contracts. Transactions in some types of derivatives, including options, are required to be …

Understanding the counterparty risks

News,

… the rapid growth in exchange traded funds (ETFs) and other types of exchange traded products (ETPs). Broadly, those concerns may be categorised under four headings. First, ETFs that use derivatives to replicate their … there may be concerns around the quality and liquidity of swap collateral and liquidity, or the robustness of a …

Esma group paper gives clue to rule changes

News,

… using derivatives, synthetic replication and securities lending. While ETFs offer daily transparency on their … for investors trying to determine if, when and what type of ETF they should consider using. As most ETFs (both … The Group says it views ETFs “as a low-cost and straightforward investment proposition for investors”, and says Esma …

Institutional Users, 2012 Firms (Excel Supplement)

Research report,

… the Institutional Users of ETFs and ETPs, 2012 Review, including the list of all firms reported using ETFs/ETPs in 2012. … Data includes for each firm: region, country, name, firm type, number of and % of ETFs/ETPs held in any quarter of … the Institutional Users of ETFs and ETPs, 2012 Review, including the list of all firms reported using ETFs/ETPs in 2012. …

Institutional Users, 2012 Funds (Excel Supplement)

Research report,

… the Institutional Users of ETFs and ETPs, 2012 Review, including the list of mutual funds/hedge funds reported using … for each fund: name, region, country, parent name, parent type, parent region, parent country, number of and % of … the Institutional Users of ETFs and ETPs, 2012 Review, including the list of mutual funds/hedge funds reported using …

Institutional Users of ETFs and ETPs, 2019 Review (excel supplement)

Research report,

… Data includes for each firm: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any … class. Also included in this version are product level holdings data showing the ETF/ETP name, ISIN, asset class, … the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all Institutions that reported using …

Mutual Funds Users of ETFs and ETPs, 2019 Review (excel supplement)

Research report,

… Data includes for each fund: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any … class. Also included in this version are product level holdings data showing the ETF/ETP name, ISIN, asset class, … the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all funds that reported using ETFs/ETPs in …

Canada and EMEA Institutional Users of ETFs and ETPs, 2019 Review (excel supplement)

Research report,

… Data includes for each firm: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any … class. Also included in this version are product level holdings data showing the ETF/ETP name, ISIN, asset class, … the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all Institutions that reported using …