772 results found
Stacy Fuller and Dave Nadig discuss how FINRA rule 22-08 could limit retail investor access to many mutual funds, ETFs, and closed-end funds on ETF TV
Video,
… Financial Futurist at ETF Trends discuss how FINRA rule 22-08 could limit retail investor access to many mutual … may make investors pass tests, get pre-approved to buy many types of mutual funds, ETFs, and other investments FINRA … Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 ETF TV your insight into the …
Understanding the counterparty risks
News,
… the rapid growth in exchange traded funds (ETFs) and other types of exchange traded products (ETPs). Broadly, those … risks posed globally by unregulated ETPs – which make up12% of the $1.7 trillion invested in combined ETF/ETP … there may be concerns around the quality and liquidity of swap collateral and liquidity, or the robustness of a …
Esma group paper gives clue to rule changes
News,
… High quality global journalism requires investment. In 2011 regulators in many countries expressed concerns that … for investors trying to determine if, when and what type of ETF they should consider using. As most ETFs (both … The Group says it views ETFs “as a low-cost and straightforward investment proposition for investors”, and says Esma …
Institutional Users, 2012 Firms (Excel Supplement)
Research report,
… supplement to the Institutional Users of ETFs and ETPs, 2012 Review, including the list of all firms reported using … Data includes for each firm: region, country, name, firm type, number of and % of ETFs/ETPs held in any quarter of … supplement to the Institutional Users of ETFs and ETPs, 2012 Review, including the list of all firms reported using …
Institutional Users, 2012 Funds (Excel Supplement)
Research report,
… supplement to the Institutional Users of ETFs and ETPs, 2012 Review, including the list of mutual funds/hedge funds … for each fund: name, region, country, parent name, parent type, parent region, parent country, number of and % of … supplement to the Institutional Users of ETFs and ETPs, 2012 Review, including the list of mutual funds/hedge funds …
Institutional Users of ETFs and ETPs, 2019 Review (excel supplement)
Research report,
… Data includes for each firm: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any quarter of 2019 by asset class, and for each quarter in 2019 the aggregate US$ amount held and % held in ETFs/ETPs … supplement to the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all Institutions that …
Mutual Funds Users of ETFs and ETPs, 2019 Review (excel supplement)
Research report,
… Data includes for each fund: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any quarter of 2019 by asset class, and for each quarter in 2019 the aggregate US$ amount held and % held in ETFs/ETPs … supplement to the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all funds that reported …
Canada and EMEA Institutional Users of ETFs and ETPs, 2019 Review (excel supplement)
Research report,
… Data includes for each firm: region, country, name, firm type, aggregate number of and % of ETFs/ETPs held in any quarter of 2019 by asset class, and for each quarter in 2019 the aggregate US$ amount held and % held in ETFs/ETPs … supplement to the Institutional Users of ETFs and ETPs, 2019 Review, including the list of all Institutions that …
Eaton Vance comes to market with new type of low-fee fund
News,
… Eaton Vance comes to market with new type of low-fee fund... …
NextShares: A New Type of ETP, Stephen Clarke, President, NextShares Solutions
Video,
… delves into the structure and function of NextShares, a new type of exchange traded product. He explains how this …