5417 results found
Prior to the open on Friday, December 28, 2018, one ETP has been transfered from NASDAQ to the BZX Equities as a primary Cboe-listed security
News,
… Prior to the open on Friday, December 28, 2018, one ETP has been transfered from NASDAQ to the BZX Equities as a primary Cboe-listed security. FlexShares STOXX US ESG Impact Index Fund has been affected. …
Stricter Foreign Investment Approvals Will Hurt Japan Markets
News,
… Japan’s MOF (Ministry of Finance) has proposed to require foreign shareholders to inform regulators when their stake in certain listed companies reaches …
CFA UK honours five with fellowships
News,
… five new fellows in recognition of “exceptional service” to the investment industry and to the society. …
Exclusive: Deutsche Bank names new head of Wall Street business - sources
News,
… its U.S. chief Bill Woodley with the global head of its stock-trading business, Thomas Patrick, people close to the matter said, in a sign of its intent to restructure its Wall Street business. …
Schwab Reduces Trade Commissions to $4.95 and Lowers Per Contract Options Fee to $0.65
News,
… The Charles Schwab Corporation today announced it will reduce its standard online equity and ETF trade commissions from $6.95 to $4.951 and lower options pricing to $4.95 plus $0.65 per contract effective March 3, 2017 …
Deutsche Bank to raise capital, change structure
News,
… Deutsche Bank ( DBKGn.DE ) plans to raise capital, list its asset management business and overhaul its business structure as it tries to reinvent itself after spending two years dealing with its …
IndexIQ Introduces First High Yield Low Volatility Bond ETF (HYLV)
News,
… A unique addition to the factor-based fixed income ETF universe, HYLV is designed to generate income from high-yield bonds while reducing the …
SEC Issues Final Rule On Investment Company Swing Pricing
News,
… On October 13, 2016, the Securities and Exchange Commission (SEC) issued its final rule with respect to investment company swing pricing. The final rule includes amendments to Rule 22c-1 under the Investment …
Tip of the iceberg: What does the FCA asset manager report mean for the industry?
News,
… The FCA plans to shake up the investment industry after its long-awaited … report on fund charges found active management fails to justify high fees for lacklustre returns. …
SEC to ETFs: Who Are Your Market Makers?
News,
… Regulators worried about opacity and volatility in exchange-traded funds are for the first time requiring them to disclose the Wall Street brokers they rely on to smooth trading in …