4594 results found

New study: Operational transition in wealth management

News,

… months. This is one of the findings of a recent Clearstream-commissioned survey among wealth management firms conducted by Goodacre, the leading specialist consultancy for the securities industry in the UK.  …

Nod from regulator required to bolster Hong Kong's L&I ETF market

News,

… of trading volume, even though the Securities & Futures Commission (SFC) issued a circular allowing for the sale of these niche products in February this year.  …

Irish funds get enhanced access to Chinese markets via RQFII and Stock Connect

News,

… Irish Funds, the representative body for the cross-border investment funds industry in Ireland, has welcomed the announcement by the People’s Bank of China and the …

Reality Shares DIVY ETF Celebrates Two-Year Anniversary

News,

… enters its third year of offering a viable bond alternative for investors unsatisfied with traditional fixed income instruments, yet weary of the volatility commensurate with equities.  …

Sifma Eyes Regulatory Review

News,

… As market participants and observers assess how the incoming Trump administration will approach regulating U.S. … Markets Association believes that now is a good time for market regulators and the industry to evaluate what is …

Does Your Mutual Fund Manager Have Skin In The Game? These Do

News,

… own money invested in the fund are more likely to outperform than funds whose managers have little or none of their … a recent report by Russel Kinnel, director of fund research for Morningstar Inc. …

Bats Welcomes ACSI Funds as a New Issuer to the Bats ETF Marketplace

News,

… Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed ACSI Funds as a new issuer on the Bats ETF Marketplace …

Caroline Higgins to lead Northern Trust's global fund services business in Asia

News,

… Harriman in Hong Kong where she was head of transfer agency for Asia.  …

ETFGI reports assets invested in ETFs/ETPs listed globally reached a new record high of 3.408 trillion US dollars at the end of Q3 2016

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… Record levels of assets were also reached at the end of Q3 for ETFs/ETPs listed in the United States at US$2.415 …

TD Bank Group agrees to sell its European Direct Investing business to Interactive Investor

News,

… to regulatory approval.  There will be no immediate change for the customers of either company.  …