4722 results found
SEC's Stein sees dangerous cracks in laws for mutual funds, ETFs
News,
… The rise of complex mutual and exchange-traded funds has exposed weaknesses in the outdated regulatory regime for the sector and could be putting retail investors at …
Public responses to the March 2015 consultative document Assessment Methodologies for Identifying NBNI G-SIFIs
News,
… second consultative document on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically … Important Financial Institutions (NBNI G-SIFIs). These comments (unless marked as confidential by respondents) are …
Active Share Will Become Key Metric For Investors And Distributors: Credit Suisse
News,
… Active share will become an increasingly important metric for investors / distributors, which can advantageously be …
$18 trillion buyside body takes sifi lobbying to the top
News,
… The trade body for the US investment industry has written a letter to the … to bring their weight to bear over controversial global efforts to identify systemically important fund managers. …
Deutsche Boerse confirms Chinese joint venture, to market and develop chinese shares
News,
… Exchange to develop and market Chinese shares and ETFs for investors outside mainland China, it said on …
China and HK open door to cross-border mutual fund sales
News,
… The initial investment quota for the Mainland-Hong Kong Mutual Recognition of Funds (MRF) …
Bats Chi-X Europe shakes up ETF tariffs
News,
… largest exchange, has overhauled its trading tariffs for exchange-traded funds in an attempt to gain market share …
How 12(b)-1 fees and revenue sharing may be the real victims of Monday's 'narrow' Supreme Court ruling
News,
… unanimous decision, a conservative nine showed no tolerance for retail mutual fund share classes that achieve such …
Mackenzie Financial eyeing active ETFs in plan to expand products
News,
… funds, a move that could see it sell exchange-traded funds for the first time and mark a further shakeup of Canada’s …
Assets In ETFs/ETPs Listed In Japan Reached A New Record High Of 112 Billion US Dollars At The End Of April According To ETFGI
News,
… preliminary monthly ETF and ETP global insight report for April 2015... …