4758 results found

MFDF - Director Discussion Series

Event,

… The Forum's staff regularly hold informal discussions for directors throughout the country. These meetings provide …

2021 FINRA Annual Conference

Event,

… online. This virtual conference provides the opportunity for practitioners, peers and regulators to exchange ideas on timely compliance and regulatory topics. Nowhere else will you find this unique combination of the highest-caliber speakers discussing …

World Platinum Investment Council 2017 Platinum Market Deficit Forecast Increases

News,

… today raised the predicted platinum market deficit for 2017 to 120 koz for the year. The upward revision comes after confirmation that the market ended 2016 270 koz …

SIFMA Asset Management Group Recommends Improvements To The SEC Proposed Liquidity Management Rules For Mutual Funds And ETFs

News,

… SIFMA’s Asset Management Group (SIFMA AMG) today submitted comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and …

Brokers move against synthetic ETFs

News,

… long-running and now some brokers are making the decision for you, with HSBC Invest Direct taking all synthetic ETFs off its platform last month. Meanwhile, other investment platforms are increasingly designating synthetic products as complex products under new regulation. What does this mean …

CBOE Holdings Reports March 2017 Trading Volume.

News,

… Capture Report" contains an overview of March statistics for options (Chicago Board Options Exchange® (CBOE®), C2 … reporting (BXTR).  Data sheets are also available on a combined basis for 2016 and 2017. …

The Center for International Financial Services and Markets presents Women in ETFs: Deborah Fuhr

Event,

… The Center for International Financial Services and Markets invites you … to join Deborah Fuhr, Managing Partner and founder of ETFGI for an insightful talk and networking event.   Date: … served! Register to attend the event at:  https://forms.gle/cwpX8vLqCjekVpD47 …

AdvisorShares shutted down two ETFs by the end of June

News,

… QEH) and the AdvisorShares Market Adaptive Unconstrained Income ETF (NASDAQ: MAUI) will close. The AdvisorShares Board … liquidations of QEH and MAUI. The last day of trading for both funds will be June 23, 2017, which will also be the final day for creations or redemptions by authorized participants. The …

AdvisorShares Announces ETF Closures

News,

… QEH) and the AdvisorShares Market Adaptive Unconstrained Income ETF (NASDAQ: MAUI) will close. The AdvisorShares Board … liquidations of QEH and MAUI. The last day of trading for both funds will be June 23, 2017, which will also be the final day for creations or redemptions by authorized participants. The …

Exchange Traded Funds - Stability And Growth Conference

Event,

…   This day long conference will comprise of an analysis of Exchange-Traded Funds (ETFs), … Strategies and Underlying Markets What does the future hold for ETFs? The conference will examine these topics in the … the following Panel from 16:00 p.m. to 17:05 p.m. What now for ETFs? , discussing trends in ETFs users and uses.   …