5506 results found
SEC Issues Final Rule On Investment Company Swing Pricing
News,
… On October 13, 2016, the Securities and Exchange Commission (SEC) issued its final rule with respect to investment company swing pricing. The final rule includes …
Tip of the iceberg: What does the FCA asset manager report mean for the industry?
News,
… The FCA plans to shake up the investment industry after its long-awaited … report on fund charges found active management fails to justify high fees for lacklustre returns. …
SEC to ETFs: Who Are Your Market Makers?
News,
… Regulators worried about opacity and volatility in exchange-traded funds are for the first time requiring them to disclose the Wall Street brokers they rely on to smooth trading in …
SEC Seeks Additional Comment on Winklevoss Bitcoin ETF
News,
… The US Securities and Exchange Commission (SEC) is seeking additional public feedback as it weighs whether to approve a bid to launch a bitcoin exchange traded fund …
Seoul bourse to foster ETFs, ETNs for pension funds
News,
… South Korea's stock market operator said Thursday it will try to attract more institutional traders, especially pension …
BlackRock backs single-fund stress tests, Vanguard against hard rule
News,
… BlackRock (BLK.N), the world's biggest asset manager, has told an international financial watchdog it supports plans to stress test individual mutual funds to make sure they function properly during extreme market …
Taiwan determined to boost ETF transactions
News,
… Taiwan Index Plus Corp., owned 100 percent by the Taiwan Stock Exchange (TWSE), is determined to encourage investors to participate in trading of exchange-traded funds …
Dutch Speed-Traders Targets U.S. ETF Market
News,
… firm Flow Traders is expanding its arbitrage strategy to off-exchange trading of U.S. ETFs, throwing down the gauntlet to major market makers and trading giants such as Citadel, …
Gatekeepers Put Active Mega Funds Under the Microscope
News,
… More of the industry’s assets have become concentrated into fewer mutual funds, making it more difficult for funds further down the food chain to fight for attention and assets, according to new research …
AMF warns against relaxing Ucits marketing rules
News,
… France’s Autorité des Marchés Financiers has warned that national regulators’ power to supervise the marketing activities of cross-border funds …