5734 results found

Pomerantz Law Firm investigates claims on behalf of investors of Oppenheimer Small Cap Revenue ETF

News,

… Pomerantz LLP started an investigation regarding claims on behalf of investors of Oppenheimer Small Cap Revenue ETF. …

Victory Capital expands ETF business with introduction of VictoryShares. Enhanced platform builds on success of Victory CEMP Volatility Weighted ETFs

News,

… Victory Capital expands ETF business with introduction of VictoryShares. Enhanced platform builds on success of Victory CEMP Volatility Weighted ETFs …

Jack Bogle looks back on the 40th anniversary of the index fund

News,

… Vanguard's founder weighs in on the future of index funds, his critics, robo-advisers, Donald Trump and the fiduciary rule     …

HK regulator seeks to shine light on fund fees

News,

… The Securities and Futures Commission plans to make distributors declare the commissions …

Mifid II: robo firms won't escape suitability rules

News,

… Robo-advisers are caught in Mifid II’s extended suitability requirements, according the FCA’s third consultation paper on the EU regulation.  …

Mifid II: robo firms won't escape suitability rules

News,

… Robo-advisers are caught in Mifid II’s extended suitability requirements, according the FCA’s third consultation paper on the EU regulation.  …

Envestnet's Bergman: Robo-Advisors, Automation Critical for RIAs' Success

News,

… Automation of some tasks allows human advisors to focus more on what they do best: sophisticated financial planning  …

Wild Trading Exposed Flaws in ETFs

News,

… funds, such as BlackRock, work to find out what caused disruptions on Aug. 24... …

ASIC to Give Guidance on Review and Remediation in the Financial Advice Industry

News,

… ASIC will develop a regulatory guide on review and remediation programs conducted by Australian financial services licensees that …

Goldman Sachs Assigns Ticker Symbols, Fund Managers for Forthcoming ETFs

News,

… Goldman Sachs Group (GS) late on Monday revealed the ticker symbols that will signify nearly a dozen forthcoming exchange-traded funds... …