4853 results found

Sifma Eyes Regulatory Review

News,

… As market participants and observers assess how the incoming Trump administration will approach regulating U.S. … Markets Association believes that now is a good time for market regulators and the industry to evaluate what is …

Does Your Mutual Fund Manager Have Skin In The Game? These Do

News,

… own money invested in the fund are more likely to outperform than funds whose managers have little or none of their … a recent report by Russel Kinnel, director of fund research for Morningstar Inc. …

Bats Welcomes ACSI Funds as a New Issuer to the Bats ETF Marketplace

News,

… Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed ACSI Funds as a new issuer on the Bats ETF Marketplace …

Caroline Higgins to lead Northern Trust's global fund services business in Asia

News,

… Harriman in Hong Kong where she was head of transfer agency for Asia.  …

ETFGI reports assets invested in ETFs/ETPs listed globally reached a new record high of 3.408 trillion US dollars at the end of Q3 2016

News,

… Record levels of assets were also reached at the end of Q3 for ETFs/ETPs listed in the United States at US$2.415 …

TD Bank Group agrees to sell its European Direct Investing business to Interactive Investor

News,

… to regulatory approval.  There will be no immediate change for the customers of either company.  …

Deutsche AM converts fixed income ETFs to physical replication

News,

… Deutsche Asset Management (Deutsche AM) is completing its transformation into one of Europe’s largest providers of physical … Eurozone government bond exposures, collectively accounting for approximately €3.6bn in assets under management (as of …

Consolidated Class Action Lawsuits On Behalf Of Gold And Silver Investors To Proceed

News,

… Judge Valerie Caproni of the United States District Court for the Southern District of New York issued two lengthy …

SC may lower issuance costs for ETFs

News,

… The Securities Commission Malaysia (SC) is considering several initiatives, … (ETF) Guidelines. According to the SC, a high-level task force has been formed to identify and deliberate … opportunities and challenges as well as propose recommendations for further growth in the ETF market.  …

ESMA consults on consolidated tape for non-equity products

News,

… (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the …