4957 results found
SEC to ETFs: Who Are Your Market Makers?
News,
… them to disclose the Wall Street brokers they rely on to smooth trading in …
What does the average investment adviser charge?
News,
… The regulator released a data bulletin today that focuses on retail intermediation firms including financial advisers, mortgage brokers and …
Exchange-traded funds assets vs internet penetration Deutsche Bank
News,
… seemingly inexorable rise of these types of funds has everyone on Wall Street talking, with some even describing it as …
MPF system needs to be re-examined
News,
… Hong Kong has been advised to overhaul its retirement regime and focus on motivating individuals to contribute more under its mandatory pension system to raise …
SEC to Investors: Know What You Are Paying For
News,
… The SEC is telling investors to keep a close eye on the transaction costs and ongoing fees they pay for investment products and to ask …
Lux regulator meets UK firms for Brexit talks
News,
… regulator has met with “a number of large institutions” from the UK to discuss the implications of Brexit on their ability to continue doing business in the European …
Passive funds take third of US market
News,
… The pressure exerted on active fund managers by the fast-growing passive …
Factor-based investing gains in Asia, but questions remain
News,
… Initial moves by Asia-based institutional investors into smart-beta equity strategies have focused on specific factors, but money managers say current and … beginning to consider a broader range of factors and how to combine them. …
Ellis: Index Revolution
News,
… An exclusive interview with Financial Thought Leader, consultant and author Charles Ellis on why investing in low cost, passive index funds, not actively managed ones is the best choice for most individual investors. …
Trend Setting or Fad Chasing? Fund Giants Bet on 'Thematic' ETFs
News,
… Some of the biggest mutual fund companies are betting part of their ETF strategy on investors’ interest in funds targeting “themes” such as generational change, technology disruption and the obesity epidemic. …