7559 results found
FCA to launch market study on platforms next month
News,
… The FCA will launch a market study on platforms next month to assess the competition of the platform market. …
What you need to know now about Trump's plan to halt DOL fiduciary rule
News,
… The DOL is expected to prepare an updated economic and legal analysis concerning the likely impact of the rule …
Vanguard officially launches its robo adviser, drops minimum investment to $50,000
News,
… The Vanguard Group Inc.'s Personal Advisor Services, the mutual fund company's robo-adviser, is officially open to the public... …
CFA report Future State of the Investment Profession Pursuing better outcomes—for the end investor, the industry, and society
News,
… CFA report Future State of the Investment Profession Pursuing better outcomes—for the end investor, the industry, and society. …
Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers
News,
… The Department of Labor recently stated that the applicability date for what is commonly referred to as the "Fiduciary Rule" would be June 9, 2017. …
ESMA publishes official translations of Guidelines under CSDR
News,
… The European Securities and Markets Authority (ESMA) has published today the official EU language versions of two sets of Guidelines under the Central Securities Depository Regulation (CSDR). …
ClearShares LLC Launches First OCIO ETF
News,
… An Innovative Investment Solution Integrating the Expertise of the Outsourced Chief Investment Officer (OCIO) With the Advantages of an Exchange Traded Fund. …
ETF Listing Standards and Market Structure: Eric Noll, former President & CEO, Convergex
Video,
… Eric Noll, former President & CEO of Convergex discusses the impact of current regulations on ETFs, the need for ETF trading rules, and the growth in fixed income. …
BMO Asset Management Inc. Announces Index Changes to Five BMO ETFs
News,
… BMO Asset Management Inc. today announced pending changes to the underlying indices and names of the following ETFs (collectively, the "Equal Weight BMO ETFs") …
Investment consulting giants submit to CMA competition probe
News,
… The UK’s largest investment consultants have welcomed the opportunity to defend themselves to the country's competitions watchdog, after a combined bid to fend off a referral failed …