5971 results found
SEC to ETFs: Who Are Your Market Makers?
News,
… Regulators worried about opacity and volatility in exchange-traded funds are for the first time requiring them to disclose the Wall Street brokers they rely on to smooth trading in …
SEC Seeks Additional Comment on Winklevoss Bitcoin ETF
News,
… The US Securities and Exchange Commission (SEC) is seeking additional public feedback as it weighs whether to approve a bid to launch a bitcoin exchange traded fund (ETF) by investors Tyler and Cameron Winklevoss. …
BlackRock backs single-fund stress tests, Vanguard against hard rule
News,
… BlackRock (BLK.N), the world's biggest asset manager, has told an international financial watchdog it supports plans to stress test individual mutual funds to make sure they function properly during extreme market …
Taiwan determined to boost ETF transactions
News,
… Taiwan Index Plus Corp., owned 100 percent by the Taiwan Stock Exchange (TWSE), is determined to encourage investors to participate in trading of exchange-traded funds …
Dutch Speed-Traders Targets U.S. ETF Market
News,
… firm Flow Traders is expanding its arbitrage strategy to off-exchange trading of U.S. ETFs, throwing down the gauntlet to major market makers and trading giants such as Citadel, …
Gatekeepers Put Active Mega Funds Under the Microscope
News,
… More of the industry’s assets have become concentrated into fewer mutual funds, making it more difficult for funds further down the food chain to fight for attention and assets, according to new research …
AMF warns against relaxing Ucits marketing rules
News,
… France’s Autorité des Marchés Financiers has warned that national regulators’ power to supervise the marketing activities of cross-border funds …
Amundi embarks on physical ETF drive
News,
… Amundi, Europe’s largest listed asset manager, is to expand its offering of exchange traded funds that use physical replication in an attempt to boost its ETF business with European retail investors. …
Lux regulator meets UK firms for Brexit talks
News,
… The Luxembourg regulator has met with “a number of large institutions” from the UK to discuss the implications of Brexit on their ability to continue doing business in the European single market. …
Factor-based investing gains in Asia, but questions remain
News,
… Initial moves by Asia-based institutional investors into smart-beta equity strategies have focused on … beginning to consider a broader range of factors and how to combine them. …